NIH SBIR/STTR Phase I grants: recently funded projects and award sizes

Small Business Innovation Research and Technology Transfer, Phase I (R43/R41). Feasibility funding for small businesses developing health technology.

New awards
425
in the last 12 months
Median award
$315K
first-year award (total costs)
Middle half
$307K to $399K
25th to 75th percentile
Top institute
NCI
62 awards

About the NIH SBIR/STTR Phase I

Phase I SBIR (R43) and STTR (R41) awards fund small businesses to establish the technical merit and feasibility of a product or technology with commercial potential. STTR adds a required research institution partner.

NIH accepts most Phase I applications through its omnibus SBIR and STTR notices on the standard due dates, plus topic-specific notices.

Project length
Usually 6 months to 1 year
Who applies
U.S. small businesses (500 or fewer employees, mostly U.S.-owned)
Research Strategy
Usually 6 pages, plus a 1-page Specific Aims
Budget
A guideline set by the SBA and stated in each notice; larger requests need justification

Limits change between notices: the notice you apply to is what counts.

Open NIH SBIR/STTR Phase I opportunities

All NIH funding

Recently funded NIH SBIR/STTR Phase I projects

  • Development of a milk analyzing technology for the detection of antibiotic contamination using fluorescence spectroscopy and artificial intelligence.

    Joseph Adams · Labby Inc., MA · FDA · $200K · Sep 28, 2026

    Labby Inc. is developing a breakthrough milk analyzer technology to detect antibiotic contamination in dairy milk. Antibiotics use in livestock is a common practice for the treatment and prevention of infection. Every year, as much as 240,000 metric tons of these drugs are administered to farm animals around the…

  • SN102: a Novel Gene Therapy for Trigeminal Neuralgia Pain

    Daniel Saragnese · Sereneuro Therapeutics, Inc., MD · NIDCR · $338K · Sep 23, 2026

    Trigeminal neuralgia (TN) is a severe neuropathic pain condition affecting up to 15,000 new patients annually in the US. Current treatments are limited to medications with serious side effects and poor efficacy, or invasive neurosurgical procedures. SN102 is a novel gene therapy that utilizes base editing to install a…

  • Silk protein-based orthopedic implanted fixation devices for craniomaxillofacial applications

    Samuel J Lin · Orthosilk, MA · NIDCR · $343K · Sep 22, 2026

    Our ultimate objective is to develop silk protein-based orthopedic implanted fixation devices (e.g. screws, plates, rods, nails, and pins) with optimal mechanical properties and biodegradation for craniomaxillofacial (CMF) applications. Our silk protein-based devices will overcome the limitations of existing…

  • A novel therapeutic, L2ASOCLE, for treating cutaneous lupus erythematosus (CLE)

    Kutay Karatepe · L2 Diagnostics, LLC, CT · NIAMS · $323K · Sep 19, 2026

    Cutaneous lupus erythematosus (CLE) is a chronic autoimmune skin disorder characterized by sustained inflamma;on, immune dysregula;on, and progressive ;ssue damage. In its more persistent forms, such as discoid lupus erythematosus (DLE), it can lead to permanent scarring and disfigurement, significantly impac;ng a…

  • Rib Fixation for Prevention of Proximal Junctional Kyphosis (PJK) in Adult Spinal Deformity Surgery

    Richard Glenn Hepfer · Apex Orthopaedic Technologies LLC, SC · NIAMS · $316K · Sep 19, 2026

    Adult spinal deformity is a common degenerative pathology of adulthood in which the spine curves abnormally. This can include deformities in the coronal plane (scoliosis), or sagittal plane (kyphosis), and affects 68% percent of the population age >60 years old. Technical advancements in adult spinal deformity surgery…

  • Novel macrophage repolarization therapy for colorectal cancer

    James W Larrick · Panorama Research, Inc., CA · NCI · $387K · Sep 18, 2026

    Colorectal cancer ranks third in cancer deaths among men and fourth among women in the US. While immunotherapy response rates in CRC are 30-70% for patients with microsatellite instability, this group makes up only 15% of CRC patients, and only 3-6% of advanced CRC. Response rates remain low for the majority of the…

  • Novel Ocular Aerosol Drug Delivery Device for the Treatment Optimization of Glaucoma.

    Matthew Herpin · Via Therapeutics, LLC, TX · NEI · $277K · Sep 18, 2026

    In the proposal we seek to understand the mechanisms of pharmacokinetic advantage from micro-volume aerosol instillations in ocular drug delivery. Conventional eye-drops have been the mainstay for treating for treating front of the eye diseases for decades. However, despite their widespread use, there are several…

  • AD-Exo: An Innovative Platform for Exosome-based Diagnosis of Alzheimer's Disease

    Kristyn S Masters · Exovista LLC, CO · NIA · $458K · Sep 18, 2026

    The onset of neuropathology in Alzheimer’s disease (AD) can precede clinical symptoms by 20 years, requiring innovative approaches for diagnosing, monitoring, and treating this disease. PET imaging and analysis of cerebrospinal fluid (CSF) are currently used for AD diagnosis, but these methods are costly,…

  • EC16 Nanoparticles: Bridging Oral Health and Alzheimer's Prevention via FAST Nanotechnology

    Stephen Hsu · Camellix, LLC, GA · NIA · $500K · Sep 18, 2026

    Periodontal disease (PD) affects up to 90% of adults worldwide and disproportionately impacts older adults, who are more likely to experience tooth loss, systemic inflammation, and comorbid conditions such as cardiovascular disease and diabetes. PD is also associated with a 70% increased risk of Alzheimer’s disease…

  • Immunometabolic Therapeutics for Alzheimer's Disease

    Andrew Leber · Biotherapeutics, Inc., VA · NIA · $500K · Sep 18, 2026

    Immunometabolic Therapeutics for Alzheimer’s Disease Biotherapeutics Inc (BTI) is an emerging biotech company that synergistically combines the power of advanced computational modeling with translational experimentation to accelerate the development of novel precision medicine therapeutics for inflammatory, autoimmune…

  • Development of antisense oligonucleotides against PEG10 in the fight against ALS-FTD

    Wendy Overton · Endios Bio, Inc., LA · NINDS · $445K · Sep 18, 2026

    Abstract Amyotrophic Lateral Sclerosis with frontotemporal dementia (ALS-FTD) is a progressive, fatal neurodegenerative disease that results from the loss of upper and lower motor neurons, as well as neurons of the frontal cortex. The resulting symptoms of ALS-FTD are progressive motor and cognitive impairment. There…

  • Skywalker: Innovations in design to improve adoption and use of mobility aids by older adults

    Meryl Unger · Thought Forward Design, Inc., NY · NIA · $393K · Sep 17, 2026

    Mobility is essential for aging well, as it fosters independence, exercise, and socialization. However, age-related mobility impairments in older adults can lead to a detrimental cycle of physical and psychological decline. This decline is often exacerbated by inactivity and social isolation, which increases the risk…

  • Rejuvenis: A Partially Reprogramming Small Molecule Drug for Brain Rejuvenation and Alzheimer's Disease Therapy

    Babak Esmaeli-Azad · Bellwethers Inc., CA · NIA · $545K · Sep 17, 2026

    Significance: Alzheimer’s disease (AD) is a progressive neurodegenerative disorder that impairs cognition, function, and independence, ultimately leading to death. Over 55 million people worldwide are affected, with aging as the greatest risk factor. Existing therapies provide only modest, temporary benefit; no…

  • Brain-based hearing enhancement: a wearable, noninvasive patch to enhance speech communication and expand treatment access for the hearing impaired

    Charles Rodenkirch · Sharper Sense, Inc., NY · NIA · $308K · Sep 17, 2026

    Sharper Sense is developing a novel, low-cost, noninvasive wearable neuromodulation patch to improve speech- in-noise (SIN) intelligibility for individuals with age-related hearing loss by activating attention and arousal related neural circuitry via transcutaneous cervical vagus nerve stimulation (tcVNS). This…

  • Mitigating Age-Related Cognitive Decline through a First-in-Class Lipid Neurogenic Therapy

    Stanislav I Svetlov · Immunova, LLC, FL · NIA · $460K · Sep 17, 2026

    Age-related cognitive decline, driven by the depletion of neural stem cells (NSPC) and suppressed neurogenesis, is a clinical signature of Alzheimer Disease (AD) and AD Related Dementia and represents a major unmet medical need. Currently, no approved therapies can reverse the underlying neurodegeneration. To address…

Institutions with the most new NIH SBIR/STTR Phase I awards

  1. 1Celdara Medical, LLC, NH4
  2. 2Keylicon Biosciences Inc, MA4
  3. 3Biotherapeutics, Inc., VA3
  4. 4Cmtx Biotech, Inc., NY3
  5. 5Via Therapeutics, LLC, TX3
  6. 637degrees, Inc., IL2
  7. 7Alveolus Bio, Inc., AL2
  8. 8Amissa, Inc., NC2
  9. 9Analytical Diagnostic Solutions, Inc., NJ2
  10. 10Applied Biotechnology Institute, CA2

How to write it

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Writing an NIH SBIR/STTR Phase I application?

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New NIH SBIR/STTR Phase I awards with notice dates from Oct 27, 2025 to Oct 27, 2026, from NIH RePORTER. Amounts are the first-year award, direct plus indirect costs. Updated Oct 27, 2026.